While this array of treaties, declarations, and
resolutions demonstrates the interest and potential of bringing human
rights to bear on non-state and third-party state actors, real progress
awaits more concrete acknowledgment of legal
accountability. Non-state actors are only too eager to trumpet the
importance of human rights, but they will rarely broach actual human
rights obligations. The literature of the World Bank is replete with
commentary about its role in promoting ESCR, but never suggests actual
legal obligations.
href="#_ftn104"
name="_ftnref104">104 TNCs are equally adept at appropriating the
language of human rights to their benefit.
href="#_ftn105"
name="_ftnref105">105 The whole concept of human rights is undermined
by the notion that institutions will promote them at their own discretion.
Defining a human right as such allows for a
process of developing reciprocal duties, monitoring conduct, and holding
actors accountable. Codes of conduct, policy directives, and legislation
must be tied to the larger framework of human rights in order to ensure
the positive and integrated contribution of these legal obligations to
human development. Furthermore, tying legal obligations to human rights
imbues these laws with the necessary sense that rights and obligations
derive from human dignity, and not generosity or whim.
Beyond pushing for explicit acknowledgment of
accountability, the challenge for human rights advocates lies with the
elaboration of specific duties. Towards that end, the following principles
should be considered:
First, responsibility should correspond roughly to an
actor's influence and proximity to violations. The human rights system
allots almost total responsibility to the state based on the presumption
that the state has control over violations. However, because other actors
have assumed much of this influence and control they should assume some of
the corresponding duties. The US Supreme Court's recognition of state-like
obligations for certain private corporations with state-like authority
provides an illuminating example.
href="#_ftn106"
name="_ftnref106">106 Likewise, humanitarian law places responsibility
on non-state forces and third-party states based on their influence and
control over the welfare of occupied or threatened populations. For
example, international law implicates states in the activities of
terrorist groups that they harbor or finance. Thus, the International
Court of Justice's decision holding the US government
responsible for the acts of the Nicaraguan Contras was based on the
government's proximity and degree of influence over the Contras'
violations of Nicaraguan sovereignty.
href="#_ftn107"
name="_ftnref107">107 Such an imposition of state responsibility
suggests interesting parallels for the legalization, headquartering,
subsidization, and general promotion of TNCs abroad.
Second, all parties must be held to the most basic level
of obligation, that of "respect."
href="#_ftn108"
name="_ftnref108">108 At a minimum, the UN Charter and the various
human rights treaties require that states and specialized agencies ensure
that their economic and political relations with other countries neither
significantly threaten the ability of a country to provide for its
population nor encourage or facilitate violations. As the UN Committee on
ESCR states:
Many activities undertaken in the name of
"development" have subsequently been recognized as ill-conceived and
even counter-productive in human rights terms. In order to reduce the
incidence of such problems, the whole range of issues dealt with in the
[ICESCR] should, wherever possible and appropriate, be given specific
and careful consideration. href="#_ftn109"
name="_ftnref109">109
The duty to respect must be understood to encompass
government initiatives and activities that play a significant role in
violations. Free trade agreements that fail to incorporate human rights
concerns, foreign assistance that has negative impacts on certain sectors
of the population, structural adjustment programs, excessive debt
repayment schedules, and the facilitation of TNC activities without
corresponding controls, may all implicate this duty to respect. Given the
dramatic and growing gap between the richest and poorest countries, the
duty to respect may implicate a wide range of state policies that
undergird the current global economy.
href="#_ftn110"
name="_ftnref110">110
Third, given the lack of legal precedents and guidelines,
procedural obligations, such as transparency, monitoring, impact
statements, consultation, participation, and remedies, may provide the
most effective starting point for advocacy around ESCR, particularly with
non-state and third-party state actors.
href="#_ftn111"
name="_ftnref111">111 Compared to other substantive components of
ESCR, these obligations, such as requiring impact statements and an
accounting, are less threatening and at the same time more crucial because
of their capacity to bring affected populations into the process of
defining and ensuring rights.
name="_ftn104">104 The Bank's submission to the World Conference on
Human Rights is typical. In thirteen pages devoted to the importance of
human rights and the many ways in which the Bank "is helping developing
countries to make the enjoyment of economic and social human rights a
reality," there is a studious avoidance of legal obligation. World
Bank, The World Bank and the Promotion of Human Rights, U.N.
Doc. A/Conf.157/PC/61/Add.19 (1993).
name="_ftn105">105 With rising pressure from human rights advocates,
corporations have become increasingly active in supporting and promoting
human rights issues. See, e.g., the web pages of Reebok, available
in <
href="http://www.reebok.com/humanrights/moore.html">http://www.reebok.com/humanrights/moore.html>
and Royal Dutch Shell, available in <
href="http://www.shell.com/values/content/1,1240,1216-1228,00.html">http://www.shell.com/values/content/1,1240,1216-1228,00.html>.
name="_ftn106">106 These cases have involved a requirement on the part
of corporations to respect First Amendment free speech rights even when
they infringe upon private property rights. See, e.g., Marsh v.
Alabama, 326 U.S. 501 (1946).
name="_ftn107">107 Military and Paramilitary Activities (Nicar. v.
U.S.), 1986 I.C.J. 4 (27 June) ¶¶ 107-09. The Inter-American
Commission has recently held the Cuban government responsible for deaths
caused by the acts of a private shipping company.
name="_ftn108">108 See supra notes 34-35 and accompanying text.
name="_ftn109">109 International Technical Assistance Measures,
supra note 73, ¶ 7.
name="_ftn110">110 See generally Provisional Report on the
Relationship between the Enjoyment of Human Rights, in Particular
Economic, Social and Cultural Rights, and Income Distribution, Submitted
by Mr. Josè Bengoa, U.N. Special Rapporteur on Income Distribution,
U.N. ESCOR, Comm'n on Hum. Rts., Sub-Comm'n on the Prevention of
Discrimination and Protection of Minorities, 48th Sess., Agenda Item 8, ¶
9, U.N. Doc. E/CN.4/Sub.2/1996/14 (1996) (showing that the global
percentage of GDP of the richest 20% of countries has risen from 89.33% in
1980 to 92.42% by 1994, while the poorest 20% has fallen from 0.13% to
0.07% during the same time period).
name="_ftn111">111 The Bank has taken significant steps in terms of
impact studies, consultations, access to information, and even some
accountability (though not tied to human rights). The IMF, by contrast,
remains highly insular and continues to negotiate its agreements with only
the participation of the finance ministries and Central Bank. See
Bradlow, supra note 63, at 76-78.